Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAHESH, ANURAG
Chinese Name of Relevant Individual
HKMA Registration Number
AH0027
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 12 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 12 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 06 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 06 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 14 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2017 - 14 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2017 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2017 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2017 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2017 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2017 - 26 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 33
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAHESH, ANURAG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0027
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0027
UBS AG
Type 1: dealing in securities
20 Oct 2017 - 12 May 2021
No
AH0027
UBS AG
Type 4: advising on securities
20 Oct 2017 - 12 May 2021
No
AH0027
UBS AG
Type 1: dealing in securities
22 Sep 2017 - 06 Oct 2017
No
AH0027
UBS AG
Type 4: advising on securities
22 Sep 2017 - 06 Oct 2017
No
AH0027
UBS AG
Type 1: dealing in securities
11 Sep 2017 - 14 Sep 2017
No
AH0027
UBS AG
Type 4: advising on securities
11 Sep 2017 - 14 Sep 2017
No
AH0027
UBS AG
Type 1: dealing in securities
21 Aug 2017 - 25 Aug 2017
No
AH0027
UBS AG
Type 4: advising on securities
21 Aug 2017 - 25 Aug 2017
No
AH0027
UBS AG
Type 1: dealing in securities
14 Aug 2017 - 15 Aug 2017
No
AH0027
UBS AG
Type 4: advising on securities
14 Aug 2017 - 15 Aug 2017
No
AH0027
UBS AG
Type 1: dealing in securities
07 Jul 2017 - 14 Jul 2017
No
AH0027
UBS AG
Type 4: advising on securities
07 Jul 2017 - 14 Jul 2017
No
AH0027
UBS AG
Type 1: dealing in securities
13 Jun 2017 - 16 Jun 2017
No
AH0027
UBS AG
Type 4: advising on securities
13 Jun 2017 - 16 Jun 2017
No
AH0027
UBS AG
Type 1: dealing in securities
23 May 2017 - 26 May 2017
No
AH0027
UBS AG
Type 4: advising on securities
23 May 2017 - 26 May 2017
No
AH0027
UBS AG
Type 1: dealing in securities
29 Apr 2017 - 05 May 2017
No
AH0027
UBS AG
Type 4: advising on securities
29 Apr 2017 - 05 May 2017
No
AH0027
UBS AG
Type 1: dealing in securities
14 Mar 2017 - 24 Mar 2017
No
AH0027
UBS AG
Type 4: advising on securities
14 Mar 2017 - 24 Mar 2017
No
AH0027
UBS AG
Type 1: dealing in securities
03 Mar 2017 - 09 Mar 2017
No
AH0027
UBS AG
Type 4: advising on securities
03 Mar 2017 - 09 Mar 2017
No
AH0027
UBS AG
Type 1: dealing in securities
04 Feb 2017 - 10 Feb 2017
No
AH0027
UBS AG
Type 4: advising on securities
04 Feb 2017 - 10 Feb 2017
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Oct 2016 - 06 Oct 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Sep 2016 - 02 Sep 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Aug 2016 - 19 Aug 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2016 - 17 Jun 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 May 2016 - 03 Jun 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Apr 2016 - 15 Apr 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Feb 2016 - 26 Feb 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jan 2016 - 29 Jan 2016
No
AH0027
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Dec 2015 - 19 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.