Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, LONG
Chinese Name of Relevant Individual
曾朗
HKMA Registration Number
AH0036
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
First date of engagement
18 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
MULTI ASSET PORTFOLIO MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK JULIUS BAER & CO. LTD.
Effective Date
13 Dec 2019
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
Since 13 Dec 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
18 Aug 2018 - 12 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2015 - 24 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2015 - 24 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, LONG
:
Chinese Name of Relevant Individual
曾朗
:
HKMA Registration Number
AH0036
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
18 Aug 2018
No
DIRECTOR
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
18 Aug 2018
No
DIRECTOR
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
18 Aug 2018
Yes
MULTI ASSET PORTFOLIO MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BANK JULIUS BAER & CO. LTD.
1
13 Dec 2019
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0036
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
Since 13 Dec 2019
Yes
AH0036
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 18 Aug 2018
No
AH0036
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 18 Aug 2018
No
AH0036
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
18 Aug 2018 - 12 Dec 2019
No
AH0036
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2015 - 24 Apr 2016
No
AH0036
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2015 - 24 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
