Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, NGA KIU
Chinese Name of Relevant Individual
鄧雅喬
HKMA Registration Number
AH0050
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2022 - 23 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2022 - 23 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2021 - 10 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2021 - 10 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jun 2017 - 14 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2015 - 14 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2015 - 14 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Dec 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, NGA KIU
:
Chinese Name of Relevant Individual
鄧雅喬
:
HKMA Registration Number
AH0050
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0050
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Nov 2022 - 23 Dec 2022
No
AH0050
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
29 Nov 2022 - 23 Dec 2022
No
AH0050
CHONG HING BANK LIMITED
Type 1: dealing in securities
16 Nov 2021 - 10 Oct 2022
No
AH0050
CHONG HING BANK LIMITED
Type 4: advising on securities
16 Nov 2021 - 10 Oct 2022
No
AH0050
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jun 2017 - 14 Sep 2021
No
AH0050
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Dec 2015 - 14 Sep 2021
No
AH0050
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Dec 2015 - 14 Sep 2021
No
AH0050
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Dec 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.