Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, TOON MING KENNETH
Chinese Name of Relevant Individual
HKMA Registration Number
AH0053
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2023 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2019 - 21 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2018 - 06 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2017 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2017 - 10 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 15 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2016 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2016 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2016 - 03 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2016 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2015 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, TOON MING KENNETH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0053
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0053
BNP PARIBAS
Type 1: dealing in securities
18 Apr 2023 - 21 Apr 2023
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
30 Oct 2019 - 31 Oct 2019
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
19 May 2019 - 21 May 2019
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
06 Dec 2018 - 07 Dec 2018
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
02 Feb 2018 - 06 Feb 2018
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
25 Oct 2017 - 27 Oct 2017
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
08 Mar 2017 - 10 Mar 2017
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
09 Feb 2017 - 10 Feb 2017
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
11 Nov 2016 - 15 Nov 2016
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
10 Aug 2016 - 12 Aug 2016
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
17 May 2016 - 20 May 2016
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
26 Feb 2016 - 03 Mar 2016
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
19 Jan 2016 - 22 Jan 2016
No
AH0053
BNP PARIBAS
Type 1: dealing in securities
14 Dec 2015 - 18 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.