Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, KWONG MING
Chinese Name of Relevant Individual
趙廣明
HKMA Registration Number
AH0056
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2021 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2021 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2020 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2020 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2019 - 13 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2015 - 05 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2015 - 05 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, KWONG MING
:
Chinese Name of Relevant Individual
趙廣明
:
HKMA Registration Number
AH0056
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0056
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2021 - 31 Dec 2022
No
AH0056
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2021 - 31 Dec 2022
No
AH0056
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Mar 2020 - 23 Jun 2021
No
AH0056
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Mar 2020 - 23 Jun 2021
No
AH0056
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
31 May 2019 - 13 Feb 2020
No
AH0056
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
15 Dec 2015 - 05 May 2019
No
AH0056
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
15 Dec 2015 - 05 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.