Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, LOK MING
Chinese Name of Relevant Individual
麥樂明
HKMA Registration Number
AH0068
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2021 - 13 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2021 - 13 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2017 - 13 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2017 - 13 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2015 - 02 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2015 - 02 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, LOK MING
:
Chinese Name of Relevant Individual
麥樂明
:
HKMA Registration Number
AH0068
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0068
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 May 2021 - 13 Apr 2026
No
AH0068
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 May 2021 - 13 Apr 2026
No
AH0068
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2017 - 13 May 2018
No
AH0068
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 May 2017 - 13 May 2018
No
AH0068
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Dec 2015 - 02 Apr 2017
No
AH0068
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Dec 2015 - 02 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.