Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHUN YIU
Chinese Name of Relevant Individual
陳進堯
HKMA Registration Number
AH0071
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PORTFOLIO COUNSELLOR
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PORTFOLIO COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2021 - 08 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2021 - 08 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Mar 2021 - 08 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2015 - 20 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2015 - 20 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHUN YIU
:
Chinese Name of Relevant Individual
陳進堯
:
HKMA Registration Number
AH0071
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2022
No
TREASURES PORTFOLIO COUNSELLOR
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2022
No
TREASURES PORTFOLIO COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0071
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 26 Oct 2022
No
AH0071
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 26 Oct 2022
No
AH0071
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Mar 2021 - 08 Oct 2022
No
AH0071
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Mar 2021 - 08 Oct 2022
No
AH0071
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Mar 2021 - 08 Oct 2022
No
AH0071
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2020 - 30 Nov 2020
No
AH0071
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2020 - 30 Nov 2020
No
AH0071
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2015 - 20 May 2020
No
AH0071
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2015 - 20 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.