Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RIBEIRO, ANTHONY JOHN
Chinese Name of Relevant Individual
李梓洋
HKMA Registration Number
AH0075
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL CREDIT MARKETS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL CREDIT MARKETS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
02 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL CREDIT MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 02 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2019 - 22 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2015 - 01 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Dec 2015 - 01 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2015 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RIBEIRO, ANTHONY JOHN
:
Chinese Name of Relevant Individual
李梓洋
:
HKMA Registration Number
AH0075
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Nov 2019
No
GLOBAL CREDIT MARKETS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Nov 2019
No
GLOBAL CREDIT MARKETS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Nov 2019
No
GLOBAL CREDIT MARKETS
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0075
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 02 Nov 2019
No
AH0075
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 02 Nov 2019
No
AH0075
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 02 Nov 2019
No
AH0075
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
08 May 2019 - 22 Oct 2019
No
AH0075
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
08 May 2019 - 28 Jul 2019
No
AH0075
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Dec 2015 - 01 Mar 2019
No
AH0075
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Dec 2015 - 01 Mar 2019
No
AH0075
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Dec 2015 - 30 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.