Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, HEI LONG
Chinese Name of Relevant Individual
朱希朗
HKMA Registration Number
AH0078
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2024 - 20 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2024 - 20 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2017 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2017 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2016 - 08 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2016 - 08 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2015 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2015 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Dec 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, HEI LONG
:
Chinese Name of Relevant Individual
朱希朗
:
HKMA Registration Number
AH0078
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0078
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jul 2024 - 20 Dec 2024
No
AH0078
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jul 2024 - 20 Dec 2024
No
AH0078
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Sep 2017 - 28 Sep 2018
No
AH0078
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Sep 2017 - 28 Sep 2018
No
AH0078
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Oct 2016 - 08 May 2017
No
AH0078
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Oct 2016 - 08 May 2017
No
AH0078
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Dec 2015 - 01 Oct 2016
No
AH0078
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Dec 2015 - 01 Oct 2016
No
AH0078
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Dec 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.