Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, PO KI
Chinese Name of Relevant Individual
郭寶淇
HKMA Registration Number
AH0085
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2018 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2018 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2015 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Dec 2015 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2015 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, PO KI
:
Chinese Name of Relevant Individual
郭寶淇
:
HKMA Registration Number
AH0085
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0085
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
28 Nov 2018 - 02 Jun 2022
No
AH0085
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
28 Nov 2018 - 02 Jun 2022
No
AH0085
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Dec 2015 - 27 Sep 2018
No
AH0085
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Dec 2015 - 27 Sep 2018
No
AH0085
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Dec 2015 - 30 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.