Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, FAN YUEN
Chinese Name of Relevant Individual
陳訓源
HKMA Registration Number
AH0136
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2016 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2016 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Oct 2016 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2015 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Dec 2015 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, FAN YUEN
:
Chinese Name of Relevant Individual
陳訓源
:
HKMA Registration Number
AH0136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Feb 2021
No
PERSONAL BANKING MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Feb 2021
No
PERSONAL BANKING MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0136
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 23 Feb 2021
No
AH0136
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 23 Feb 2021
No
AH0136
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Oct 2016 - 30 Nov 2020
No
AH0136
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Oct 2016 - 30 Nov 2020
No
AH0136
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Oct 2016 - 30 Nov 2020
No
AH0136
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Dec 2015 - 31 Aug 2016
No
AH0136
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Dec 2015 - 31 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.