Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, AH CHUN
Chinese Name of Relevant Individual
李雅駿
HKMA Registration Number
AH0154
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Dec 2016 - 19 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2016 - 19 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2016 - 19 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jan 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, AH CHUN
:
Chinese Name of Relevant Individual
李雅駿
:
HKMA Registration Number
AH0154
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0154
CTBC BANK CO., LTD.
Type 1: dealing in securities
27 Oct 2017 - 10 Apr 2018
No
AH0154
CTBC BANK CO., LTD.
Type 4: advising on securities
27 Oct 2017 - 10 Apr 2018
No
AH0154
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Dec 2016 - 19 Aug 2017
No
AH0154
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Jan 2016 - 19 Aug 2017
No
AH0154
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jan 2016 - 19 Aug 2017
No
AH0154
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jan 2016 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.