Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHI YUNG
Chinese Name of Relevant Individual
李智勇
HKMA Registration Number
AH0192
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2025 - 11 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2022 - 07 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2022 - 07 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2019 - 12 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2019 - 12 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2016 - 22 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2016 - 22 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHI YUNG
:
Chinese Name of Relevant Individual
李智勇
:
HKMA Registration Number
AH0192
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0192
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2025 - 11 Feb 2026
No
AH0192
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Jul 2022 - 07 Nov 2024
No
AH0192
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Jul 2022 - 07 Nov 2024
No
AH0192
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Mar 2019 - 12 Jun 2019
No
AH0192
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Mar 2019 - 12 Jun 2019
No
AH0192
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Jan 2016 - 22 Dec 2018
No
AH0192
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Jan 2016 - 22 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
