Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, MAN YAN CARYS
Chinese Name of Relevant Individual
李曼欣
HKMA Registration Number
AH0221
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2018 - 20 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2018 - 20 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2016 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2016 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, MAN YAN CARYS
:
Chinese Name of Relevant Individual
李曼欣
:
HKMA Registration Number
AH0221
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0221
BNP PARIBAS
Type 1: dealing in securities
18 May 2018 - 20 Feb 2020
No
AH0221
BNP PARIBAS
Type 4: advising on securities
18 May 2018 - 20 Feb 2020
No
AH0221
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2016 - 25 Apr 2018
No
AH0221
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2016 - 25 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.