Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YAT TUNG
Chinese Name of Relevant Individual
吳日東
HKMA Registration Number
AH0227
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2019 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2019 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2016 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2016 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YAT TUNG
:
Chinese Name of Relevant Individual
吳日東
:
HKMA Registration Number
AH0227
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jan 2022
No
VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jan 2022
No
VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0227
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 07 Jan 2022
No
AH0227
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 07 Jan 2022
No
AH0227
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
21 Jan 2020 - 21 Nov 2021
No
AH0227
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
21 Jan 2020 - 21 Nov 2021
No
AH0227
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Nov 2019 - 18 Dec 2019
No
AH0227
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Nov 2019 - 18 Dec 2019
No
AH0227
CHONG HING BANK LIMITED
Type 1: dealing in securities
08 Jan 2016 - 01 Sep 2019
No
AH0227
CHONG HING BANK LIMITED
Type 4: advising on securities
08 Jan 2016 - 01 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.