Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, WAI SZE
Chinese Name of Relevant Individual
周慧思
HKMA Registration Number
AH0251
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2017 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2017 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Dec 2017 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 13 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 13 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Sep 2017 - 13 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2016 - 13 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2016 - 13 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jan 2016 - 13 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, WAI SZE
:
Chinese Name of Relevant Individual
周慧思
:
HKMA Registration Number
AH0251
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0251
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Dec 2017 - 10 May 2022
No
AH0251
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Dec 2017 - 10 May 2022
No
AH0251
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Dec 2017 - 10 May 2022
No
AH0251
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2017 - 13 Nov 2017
No
AH0251
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2017 - 13 Nov 2017
No
AH0251
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Sep 2017 - 13 Nov 2017
No
AH0251
DBS BANK LTD.
Type 1: dealing in securities
09 Jan 2016 - 13 Nov 2017
No
AH0251
DBS BANK LTD.
Type 4: advising on securities
09 Jan 2016 - 13 Nov 2017
No
AH0251
DBS BANK LTD.
Type 6: advising on corporate finance
09 Jan 2016 - 13 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.