Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, KWAN HAP
Chinese Name of Relevant Individual
鄧君俠
HKMA Registration Number
AH0252
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2019 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2019 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, KWAN HAP
:
Chinese Name of Relevant Individual
鄧君俠
:
HKMA Registration Number
AH0252
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0252
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jul 2019 - 31 Dec 2021
No
AH0252
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jul 2019 - 31 Dec 2021
No
AH0252
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2017 - 31 May 2017
No
AH0252
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2017 - 31 May 2017
No
AH0252
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Jan 2016 - 11 Nov 2016
No
AH0252
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Jan 2016 - 11 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.