Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, KA MING
Chinese Name of Relevant Individual
羅嘉明
HKMA Registration Number
AH0260
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP AND PORTFOLIO SALES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP AND PORTFOLIO SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2020 - 15 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2017 - 10 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2017 - 10 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2016 - 04 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2016 - 04 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, KA MING
:
Chinese Name of Relevant Individual
羅嘉明
:
HKMA Registration Number
AH0260
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Nov 2022
No
RELATIONSHIP AND PORTFOLIO SALES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Nov 2022
No
RELATIONSHIP AND PORTFOLIO SALES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0260
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 03 Nov 2022
No
AH0260
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 03 Nov 2022
No
AH0260
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
08 Sep 2020 - 15 Sep 2022
No
AH0260
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Oct 2017 - 10 Aug 2019
No
AH0260
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Oct 2017 - 10 Aug 2019
No
AH0260
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2016 - 04 Feb 2017
No
AH0260
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2016 - 04 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.