Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHING YIU
Chinese Name of Relevant Individual
陳菁堯
HKMA Registration Number
AH0263
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jun 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jun 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
SFC CE number
ACX641
Business Address
25/F, AGRICULTURAL BANK OF CHINA TOWER, 50 CONNAUGHT ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2018 - 20 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2018 - 20 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2016 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2016 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHING YIU
:
Chinese Name of Relevant Individual
陳菁堯
:
HKMA Registration Number
AH0263
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
24 Jun 2020
No
SENIOR MANAGER
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
24 Jun 2020
No
SENIOR MANAGER
Name of Registered Institution
SFC CE number
Business Address
AGRICULTURAL BANK OF CHINA LIMITED
ACX641
25/F, AGRICULTURAL BANK OF CHINA TOWER, 50 CONNAUGHT ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0263
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
Since 24 Jun 2020
No
AH0263
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
Since 24 Jun 2020
No
AH0263
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
19 May 2018 - 20 Aug 2019
No
AH0263
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
19 May 2018 - 20 Aug 2019
No
AH0263
EAST WEST BANK
Type 1: dealing in securities
10 Jan 2016 - 22 May 2018
No
AH0263
EAST WEST BANK
Type 4: advising on securities
10 Jan 2016 - 22 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
