Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHENG, SIN LAM
Chinese Name of Relevant Individual

鄭善琳
HKMA Registration Number
AH0267
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
12 Jan 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHENG, SIN LAM
:
Chinese Name of Relevant Individual
鄭善琳
:
HKMA Registration Number
AH0267
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
12 Jan 2016
No
SALESPERSON
UBS AG
Type 4: advising on securities
12 Jan 2016
No
SALESPERSON
UBS AG
Type 7: providing automated trading services
12 Jan 2016
Yes
SALESPERSON