Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, HUAWEI
Chinese Name of Relevant Individual
吳華瑋
HKMA Registration Number
AH0276
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, HEAD OF STRATEGIC CUSTOMERS DEPARTMENT
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, HEAD OF STRATEGIC CUSTOMERS DEPARTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2017 - 11 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2017 - 11 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2016 - 01 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2016 - 01 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, HUAWEI
:
Chinese Name of Relevant Individual
吳華瑋
:
HKMA Registration Number
AH0276
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
11 Jul 2019
No
VICE PRESIDENT, HEAD OF STRATEGIC CUSTOMERS DEPARTMENT
CHONG HING BANK LIMITED
Type 4: advising on securities
11 Jul 2019
No
VICE PRESIDENT, HEAD OF STRATEGIC CUSTOMERS DEPARTMENT
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0276
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 11 Jul 2019
No
AH0276
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 11 Jul 2019
No
AH0276
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
18 Jan 2017 - 11 May 2019
No
AH0276
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
18 Jan 2017 - 11 May 2019
No
AH0276
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
12 Jan 2016 - 01 Dec 2016
No
AH0276
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
12 Jan 2016 - 01 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
