Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SO, SIU MAN
Chinese Name of Relevant Individual

蘇少雯
HKMA Registration Number
AH0279
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, SIU MAN
:
Chinese Name of Relevant Individual
蘇少雯
:
HKMA Registration Number
AH0279
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2020
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2020
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Jan 2016
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Jan 2016
No
DEPARTMENT HEAD