Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, YEOH PHEE LEONG
Chinese Name of Relevant Individual
HKMA Registration Number
AH0329
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2025 - 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2021 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2021 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2019 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2019 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2016 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2016 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2016 - 19 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, YEOH PHEE LEONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0329
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
01 Jul 2025 - 05 Jul 2025
No
AH0329
CIMB BANK BERHAD
Type 1: dealing in securities
22 May 2023 - 23 May 2023
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
22 May 2023 - 23 May 2023
No
AH0329
CIMB BANK BERHAD
Type 1: dealing in securities
24 Mar 2021 - 18 Jun 2021
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
24 Mar 2021 - 18 Jun 2021
No
AH0329
CIMB BANK BERHAD
Type 1: dealing in securities
10 Jul 2019 - 12 Jul 2019
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
10 Jul 2019 - 12 Jul 2019
No
AH0329
CIMB BANK BERHAD
Type 1: dealing in securities
08 Dec 2016 - 09 Dec 2016
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
08 Dec 2016 - 09 Dec 2016
No
AH0329
CIMB BANK BERHAD
Type 1: dealing in securities
07 Oct 2016 - 13 Oct 2016
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
07 Oct 2016 - 13 Oct 2016
No
AH0329
CIMB BANK BERHAD
Type 1: dealing in securities
08 Apr 2016 - 13 Apr 2016
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
08 Apr 2016 - 13 Apr 2016
No
AH0329
CIMB BANK BERHAD
Type 4: advising on securities
15 Jan 2016 - 19 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.