Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, SU-LIN DENISE
Chinese Name of Relevant Individual
HKMA Registration Number
AH0372
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2016 - 22 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2016 - 22 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2016 - 12 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2016 - 12 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2016 - 07 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2016 - 07 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2016 - 30 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2016 - 30 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2016 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2016 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, SU-LIN DENISE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0372
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Oct 2016 - 22 Oct 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
19 Oct 2016 - 22 Oct 2016
No
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Jul 2016 - 29 Jul 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
28 Jul 2016 - 29 Jul 2016
No
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Jun 2016 - 30 Jun 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
27 Jun 2016 - 30 Jun 2016
No
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
09 May 2016 - 12 May 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
09 May 2016 - 12 May 2016
No
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Apr 2016 - 07 Apr 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
04 Apr 2016 - 07 Apr 2016
No
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Jan 2016 - 30 Jan 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
27 Jan 2016 - 30 Jan 2016
No
AH0372
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Jan 2016 - 20 Jan 2016
No
AH0372
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2016 - 20 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.