Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, SIU YUNG
Chinese Name of Relevant Individual
麥小勇
HKMA Registration Number
AH0385
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2018 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2018 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2016 - 29 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2016 - 29 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, SIU YUNG
:
Chinese Name of Relevant Individual
麥小勇
:
HKMA Registration Number
AH0385
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0385
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
07 Apr 2018 - 14 Jun 2024
No
AH0385
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
07 Apr 2018 - 14 Jun 2024
No
AH0385
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
19 Jan 2016 - 29 Oct 2017
No
AH0385
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
19 Jan 2016 - 29 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.