Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAI, CUIYUN
Chinese Name of Relevant Individual
麥翠雲
HKMA Registration Number
AH0386
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 13: providing depositary services for relevant CISs
First date of engagement
20 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSET CUSTODY MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
INDUSTRIAL BANK CO., LTD.
SFC CE number
ALZ901
Business Address
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 13: providing depositary services for relevant CISs
Effective Period
Since 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2021 - 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2021 - 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2016 - 01 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2016 - 01 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAI, CUIYUN
:
Chinese Name of Relevant Individual
麥翠雲
:
HKMA Registration Number
AH0386
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 13: providing depositary services for relevant CISs
20 May 2026
No
ASSET CUSTODY MANAGER
Name of Registered Institution
SFC CE number
Business Address
INDUSTRIAL BANK CO., LTD.
ALZ901
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0386
INDUSTRIAL BANK CO., LTD.
Type 13: providing depositary services for relevant CISs
Since 20 May 2026
No
AH0386
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
04 Aug 2021 - 15 May 2026
No
AH0386
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
04 Aug 2021 - 15 May 2026
No
AH0386
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
19 Jan 2016 - 01 Jul 2021
No
AH0386
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
19 Jan 2016 - 01 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.