Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, JINGQUAN
Chinese Name of Relevant Individual
張鏡泉
HKMA Registration Number
AH0420
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2017 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2017 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2016 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2016 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, JINGQUAN
:
Chinese Name of Relevant Individual
張鏡泉
:
HKMA Registration Number
AH0420
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0420
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 Jul 2017 - 31 Mar 2024
No
AH0420
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 Jul 2017 - 31 Mar 2024
No
AH0420
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
22 Jan 2016 - 01 Jun 2017
No
AH0420
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
22 Jan 2016 - 01 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
