Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEU, TUNG YUEN ANNIE
Chinese Name of Relevant Individual

呂東元
HKMA Registration Number
AH0430
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEU, TUNG YUEN ANNIE
:
Chinese Name of Relevant Individual
呂東元
:
HKMA Registration Number
AH0430
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
23 Jan 2016
No
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
23 Jan 2016
No
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING