Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PASINI, ALBERTO
Chinese Name of Relevant Individual
HKMA Registration Number
AH0435
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2017 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2016 - 26 May 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2016 - 26 May 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 9: asset management
Effective Period
16 Jun 2016 - 26 May 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2016 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2016 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 9: asset management
Effective Period
23 Jan 2016 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PASINI, ALBERTO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0435
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0435
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 26 Jul 2018
No
AH0435
EFG BANK AG
Type 1: dealing in securities
05 Aug 2017 - 26 Jul 2018
No
AH0435
BSI LTD
Type 1: dealing in securities
16 Jun 2016 - 26 May 2017
Yes
AH0435
BSI LTD
Type 4: advising on securities
16 Jun 2016 - 26 May 2017
Yes
AH0435
BSI LTD
Type 9: asset management
16 Jun 2016 - 26 May 2017
Yes
AH0435
BSI LTD
Type 1: dealing in securities
23 Jan 2016 - 15 Jun 2016
No
AH0435
BSI LTD
Type 4: advising on securities
23 Jan 2016 - 15 Jun 2016
No
AH0435
BSI LTD
Type 9: asset management
23 Jan 2016 - 15 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.