Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, CHING PONG
Chinese Name of Relevant Individual
尹政邦
HKMA Registration Number
AH0443
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 25 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 25 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 25 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 25 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
01 May 2017 - 25 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
23 Jan 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, CHING PONG
:
Chinese Name of Relevant Individual
尹政邦
:
HKMA Registration Number
AH0443
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0443
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 25 Jul 2022
No
AH0443
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 25 Jul 2022
No
AH0443
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 25 Jul 2022
No
AH0443
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 25 Jul 2022
No
AH0443
LGT BANK AG
Type 9: asset management
01 May 2017 - 25 Jul 2022
No
AH0443
ABN AMRO BANK N.V.
Type 1: dealing in securities
23 Jan 2016 - 30 Apr 2017
No
AH0443
ABN AMRO BANK N.V.
Type 4: advising on securities
23 Jan 2016 - 30 Apr 2017
No
AH0443
ABN AMRO BANK N.V.
Type 9: asset management
23 Jan 2016 - 30 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
