Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, YAN YEE TEQUILA
Chinese Name of Relevant Individual
周恩而
HKMA Registration Number
AH0473
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2021 - 25 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2021 - 25 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2021 - 25 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Oct 2018 - 14 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2016 - 14 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2016 - 14 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Jan 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, YAN YEE TEQUILA
:
Chinese Name of Relevant Individual
周恩而
:
HKMA Registration Number
AH0473
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0473
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2021 - 25 Oct 2022
No
AH0473
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2021 - 25 Oct 2022
No
AH0473
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Oct 2021 - 25 Nov 2021
No
AH0473
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Oct 2018 - 14 Feb 2021
No
AH0473
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Jan 2016 - 14 Feb 2021
No
AH0473
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jan 2016 - 14 Feb 2021
No
AH0473
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Jan 2016 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.