Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KA WA
Chinese Name of Relevant Individual
朱嘉華
HKMA Registration Number
AH0498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2016 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2016 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KA WA
:
Chinese Name of Relevant Individual
朱嘉華
:
HKMA Registration Number
AH0498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0498
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Feb 2016 - 15 Mar 2017
No
AH0498
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Feb 2016 - 15 Mar 2017
No
AH0498
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Jan 2016
No
AH0498
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.