Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BUERZLE, NORMAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH0528
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2016
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF PRIVATE BANKING, SINGAPORE
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
01 Feb 2016
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF PRIVATE BANKING, SINAPORE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 19 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Dec 2017 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 Dec 2017 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2016 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
05 Feb 2016 - 03 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 Feb 2016 - 03 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BUERZLE, NORMAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0528
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
01 Feb 2016
No
HEAD OF PRIVATE BANKING, SINGAPORE
LGT BANK AG
Type 2: dealing in futures contracts
01 Feb 2016
No
HEAD OF PRIVATE BANKING, SINAPORE
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0528
LGT BANK AG
Type 2: dealing in futures contracts
Since 19 Dec 2019
No
AH0528
LGT BANK AG
Type 1: dealing in securities
Since 01 Feb 2016
No
AH0528
LGT BANK AG
Type 2: dealing in futures contracts
04 Dec 2017 - 18 Dec 2019
Yes
AH0528
LGT BANK AG
Type 5: advising on futures contracts
04 Dec 2017 - 18 Dec 2019
Yes
AH0528
LGT BANK AG
Type 4: advising on securities
05 Feb 2016 - 18 Dec 2019
No
AH0528
LGT BANK AG
Type 5: advising on futures contracts
05 Feb 2016 - 03 Dec 2017
No
AH0528
LGT BANK AG
Type 2: dealing in futures contracts
01 Feb 2016 - 03 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
