Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POSTEL-VINAY, ALEXIS JACQUES Y.M.
Chinese Name of Relevant Individual
HKMA Registration Number
AH0530
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LOANS AND MARKET FINANCING SYNDICATE APAC
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
12 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LOANS AND MARKET FINANCING SYNDICATE APAC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BNP PARIBAS
Effective Date
09 Oct 2020
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
BNP PARIBAS
Effective Date
09 Oct 2020
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 09 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jan 2019 - 08 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2016 - 08 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POSTEL-VINAY, ALEXIS JACQUES Y.M.
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0530
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
01 Feb 2016
Yes
HEAD OF LOANS AND MARKET FINANCING SYNDICATE APAC
BNP PARIBAS
Type 6: advising on corporate finance
12 Jan 2019
Yes
HEAD OF LOANS AND MARKET FINANCING SYNDICATE APAC
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BNP PARIBAS
1
09 Oct 2020
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
BNP PARIBAS
2
09 Oct 2020
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0530
BNP PARIBAS
Type 1: dealing in securities
Since 09 Oct 2020
Yes
AH0530
BNP PARIBAS
Type 6: advising on corporate finance
Since 09 Oct 2020
Yes
AH0530
BNP PARIBAS
Type 6: advising on corporate finance
12 Jan 2019 - 08 Oct 2020
No
AH0530
BNP PARIBAS
Type 1: dealing in securities
01 Feb 2016 - 08 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.