Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KANG, MIN GOO
Chinese Name of Relevant Individual
HKMA Registration Number
AH0544
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2016 - 26 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2016 - 26 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2016 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2016 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KANG, MIN GOO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0544
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0544
CIMB BANK BERHAD
Type 1: dealing in securities
06 Feb 2018 - 09 Feb 2018
No
AH0544
CIMB BANK BERHAD
Type 4: advising on securities
06 Feb 2018 - 09 Feb 2018
No
AH0544
CIMB BANK BERHAD
Type 1: dealing in securities
07 Jun 2017 - 09 Jun 2017
No
AH0544
CIMB BANK BERHAD
Type 4: advising on securities
07 Jun 2017 - 09 Jun 2017
No
AH0544
CIMB BANK BERHAD
Type 1: dealing in securities
24 May 2016 - 26 May 2016
No
AH0544
CIMB BANK BERHAD
Type 4: advising on securities
24 May 2016 - 26 May 2016
No
AH0544
CIMB BANK BERHAD
Type 1: dealing in securities
02 Feb 2016 - 04 Feb 2016
No
AH0544
CIMB BANK BERHAD
Type 4: advising on securities
02 Feb 2016 - 04 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.