Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HUNG WAI OSBERT
Chinese Name of Relevant Individual
何雄偉
HKMA Registration Number
AH0547
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2024 - 30 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2021 - 30 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2024 - 07 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2016 - 08 Feb 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HUNG WAI OSBERT
:
Chinese Name of Relevant Individual
何雄偉
:
HKMA Registration Number
AH0547
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0547
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
31 Mar 2025 - 31 Dec 2025
Yes
AH0547
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
31 Mar 2025 - 31 Dec 2025
Yes
AH0547
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
08 Oct 2024 - 30 Mar 2025
No
AH0547
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
22 Mar 2021 - 30 Mar 2025
No
AH0547
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
09 Feb 2024 - 07 Oct 2024
Yes
AH0547
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
02 Feb 2016 - 08 Feb 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.