Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEK, MAN BUN
Chinese Name of Relevant Individual
石文彬
HKMA Registration Number
AH0553
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2025 - 07 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2025 - 07 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jun 2025 - 07 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2024 - 02 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2024 - 02 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2022 - 27 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2022 - 27 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2022 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2022 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2018 - 27 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2018 - 27 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2016 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2016 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEK, MAN BUN
:
Chinese Name of Relevant Individual
石文彬
:
HKMA Registration Number
AH0553
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0553
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jun 2025 - 07 Jun 2026
No
AH0553
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Jun 2025 - 07 Jun 2026
No
AH0553
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jun 2025 - 07 Jun 2026
No
AH0553
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Jul 2024 - 02 Jun 2025
No
AH0553
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Jul 2024 - 02 Jun 2025
No
AH0553
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2022 - 27 May 2024
No
AH0553
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2022 - 27 May 2024
No
AH0553
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Mar 2022 - 05 Aug 2022
No
AH0553
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Mar 2022 - 05 Aug 2022
No
AH0553
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Aug 2018 - 27 Aug 2019
No
AH0553
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Aug 2018 - 27 Aug 2019
No
AH0553
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Feb 2016 - 27 May 2018
No
AH0553
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Feb 2016 - 27 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
