Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, KA PO
Chinese Name of Relevant Individual
馮嘉寳
HKMA Registration Number
AH0585
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
SFC CE number
AVA162
Business Address
LEVEL 9, SIX PACIFIC PLACE, 50 QUEEN’S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2022 - 22 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2022 - 22 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2019 - 30 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2019 - 30 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2016 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2016 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEGA INTERNATIONAL COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2016 - 05 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, KA PO
:
Chinese Name of Relevant Individual
馮嘉寳
:
HKMA Registration Number
AH0585
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
23 Aug 2023
No
ASSISTANT RELATIONSHIP MANAGER
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
23 Aug 2023
No
ASSISTANT RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
AVA162
LEVEL 9, SIX PACIFIC PLACE, 50 QUEEN’S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0585
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
Since 23 Aug 2023
No
AH0585
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
Since 23 Aug 2023
No
AH0585
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2022 - 22 Jun 2022
No
AH0585
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Mar 2022 - 22 Jun 2022
No
AH0585
NIPPON WEALTH LIMITED
Type 1: dealing in securities
17 Apr 2019 - 30 Jul 2020
No
AH0585
NIPPON WEALTH LIMITED
Type 4: advising on securities
17 Apr 2019 - 30 Jul 2020
No
AH0585
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
12 Jul 2016 - 02 Nov 2018
No
AH0585
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
12 Jul 2016 - 02 Nov 2018
No
AH0585
MEGA INTERNATIONAL COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
04 Feb 2016 - 05 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.