Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, CHI HO
Chinese Name of Relevant Individual
余志浩
HKMA Registration Number
AH0605
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2022 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
10 Feb 2022 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2020 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Dec 2020 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2016 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2016 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, CHI HO
:
Chinese Name of Relevant Individual
余志浩
:
HKMA Registration Number
AH0605
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0605
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
11 Apr 2022 - 23 May 2023
No
AH0605
MORGAN STANLEY BANK ASIA LIMITED
Type 9: asset management
10 Feb 2022 - 23 May 2023
No
AH0605
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
17 Dec 2020 - 23 May 2023
No
AH0605
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
17 Dec 2020 - 23 May 2023
No
AH0605
UBS AG
Type 1: dealing in securities
05 Feb 2016 - 02 Nov 2018
No
AH0605
UBS AG
Type 4: advising on securities
05 Feb 2016 - 02 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.