Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HUI, LEUNG KAI
Chinese Name of Relevant Individual

許樑楷
HKMA Registration Number
AH0611
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Feb 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Feb 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
06 Feb 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HUI, LEUNG KAI
:
Chinese Name of Relevant Individual
許樑楷
:
HKMA Registration Number
AH0611
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
06 Feb 2016
No
TRADER
UBS AG
Type 4: advising on securities
06 Feb 2016
No
TRADER
UBS AG
Type 7: providing automated trading services
06 Feb 2016
No
TRADER