Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SIMON PENG KUAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH0614
Other HKMA Registration Number(s)
AG2759
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2024 - 16 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2024 - 16 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
12 Feb 2016 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2016 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2016 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2016 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2016 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
07 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SIMON PENG KUAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0614
:
Other HKMA Registration Number(s)
AG2759
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2759
CITIBANK, N.A.
Type 1: dealing in securities
01 Nov 2024 - 16 Nov 2024
No
AG2759
CITIBANK, N.A.
Type 4: advising on securities
01 Nov 2024 - 16 Nov 2024
No
AH0614
CITIBANK, N.A.
Type 9: asset management
12 Feb 2016 - 07 Jul 2023
No
AH0614
CITIBANK, N.A.
Type 1: dealing in securities
06 Feb 2016 - 07 Jul 2023
No
AH0614
CITIBANK, N.A.
Type 4: advising on securities
06 Feb 2016 - 07 Jul 2023
No
AH0614
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Feb 2016 - 07 Jul 2023
No
AH0614
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Feb 2016 - 07 Jul 2023
No
AG2759
CITIBANK, N.A.
Type 1: dealing in securities
07 Mar 2014 - 05 Feb 2015
No
AG2759
CITIBANK, N.A.
Type 4: advising on securities
07 Mar 2014 - 05 Feb 2015
No
AG2759
CITIBANK, N.A.
Type 9: asset management
07 Mar 2014 - 05 Feb 2015
No
AG2759
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Mar 2014 - 05 Feb 2015
No
AG2759
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Mar 2014 - 05 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
