Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, CHI FAI
Chinese Name of Relevant Individual
馬智輝
HKMA Registration Number
AH0630
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
13 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2022 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2022 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2020 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2020 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Nov 2020 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2016 - 20 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2016 - 20 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2016 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2016 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, CHI FAI
:
Chinese Name of Relevant Individual
馬智輝
:
HKMA Registration Number
AH0630
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2023
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2023
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2023
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0630
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 13 Oct 2023
No
AH0630
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 13 Oct 2023
No
AH0630
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 13 Oct 2023
No
AH0630
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Apr 2022 - 24 Sep 2023
No
AH0630
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
12 Apr 2022 - 24 Sep 2023
No
AH0630
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Nov 2020 - 06 Mar 2022
No
AH0630
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Nov 2020 - 06 Mar 2022
No
AH0630
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Nov 2020 - 06 Mar 2022
No
AH0630
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Dec 2016 - 20 Sep 2020
No
AH0630
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Dec 2016 - 20 Sep 2020
No
AH0630
CHONG HING BANK LIMITED
Type 1: dealing in securities
12 Feb 2016 - 06 Nov 2016
No
AH0630
CHONG HING BANK LIMITED
Type 4: advising on securities
12 Feb 2016 - 06 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.