Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, LOK MAN
Chinese Name of Relevant Individual
倪洛民
HKMA Registration Number
AH0644
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2017 - 29 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2017 - 29 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2016 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2016 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, LOK MAN
:
Chinese Name of Relevant Individual
倪洛民
:
HKMA Registration Number
AH0644
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0644
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2017 - 29 Aug 2021
No
AH0644
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2017 - 29 Aug 2021
No
AH0644
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
13 Feb 2016 - 04 Jun 2017
No
AH0644
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
13 Feb 2016 - 04 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.