Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, WAI KEUNG
Chinese Name of Relevant Individual
歐偉強
HKMA Registration Number
AH0663
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2019 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2019 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2018 - 05 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2018 - 05 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2017 - 08 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2017 - 08 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2016 - 02 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, WAI KEUNG
:
Chinese Name of Relevant Individual
歐偉強
:
HKMA Registration Number
AH0663
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0663
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 May 2019 - 24 Oct 2021
No
AH0663
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 May 2019 - 24 Oct 2021
No
AH0663
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2018 - 05 Apr 2019
No
AH0663
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2018 - 05 Apr 2019
No
AH0663
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Jul 2017 - 08 Sep 2018
No
AH0663
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Jul 2017 - 08 Sep 2018
No
AH0663
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2016 - 02 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.