Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TSZ YEUNG
Chinese Name of Relevant Individual
陳子揚
HKMA Registration Number
AH0676
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
03 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2021 - 01 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2021 - 01 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2021 - 01 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2021 - 01 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2016 - 21 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2016 - 21 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TSZ YEUNG
:
Chinese Name of Relevant Individual
陳子揚
:
HKMA Registration Number
AH0676
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Mar 2026
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Mar 2026
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Mar 2026
No
INVESTMENT SERVICES
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0676
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 03 Mar 2026
No
AH0676
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 03 Mar 2026
No
AH0676
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 03 Mar 2026
No
AH0676
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Mar 2021 - 01 Jan 2026
No
AH0676
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2021 - 01 Jan 2026
No
AH0676
CITIBANK, N.A.
Type 1: dealing in securities
02 Mar 2021 - 01 Jan 2026
No
AH0676
CITIBANK, N.A.
Type 4: advising on securities
02 Mar 2021 - 01 Jan 2026
No
AH0676
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Feb 2016 - 21 Jan 2021
No
AH0676
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Feb 2016 - 21 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.