Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, XIAOXI
Chinese Name of Relevant Individual
張晓希
HKMA Registration Number
AH0681
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS
Remarks
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MALAYAN BANKING BERHAD
SFC CE number
AAP095
Business Address
29/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2018 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2018 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2016 - 26 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2016 - 26 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, XIAOXI
:
Chinese Name of Relevant Individual
張晓希
:
HKMA Registration Number
AH0681
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MALAYAN BANKING BERHAD
Type 1: dealing in securities
19 Sep 2020
No
GLOBAL MARKETS
MALAYAN BANKING BERHAD
Type 4: advising on securities
19 Sep 2020
No
GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
MALAYAN BANKING BERHAD
AAP095
29/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0681
MALAYAN BANKING BERHAD
Type 1: dealing in securities
Since 19 Sep 2020
No
AH0681
MALAYAN BANKING BERHAD
Type 4: advising on securities
Since 19 Sep 2020
No
AH0681
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
17 Jan 2018 - 06 Sep 2020
No
AH0681
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
17 Jan 2018 - 06 Sep 2020
No
AH0681
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Feb 2016 - 26 Dec 2017
No
AH0681
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Feb 2016 - 26 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.