Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PEH, AIK SENG
Chinese Name of Relevant Individual
HKMA Registration Number
AH0729
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2019 - 29 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019 - 29 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2019 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2019 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2019 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2019 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2018 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2018 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2018 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2018 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2017 - 23 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PEH, AIK SENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0729
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 29 Oct 2019
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 29 Oct 2019
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 May 2019 - 30 May 2019
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 May 2019 - 30 May 2019
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Feb 2019 - 27 Feb 2019
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Feb 2019 - 27 Feb 2019
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Oct 2018 - 31 Oct 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Oct 2018 - 31 Oct 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2018 - 05 Sep 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Aug 2018 - 05 Sep 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jul 2018 - 26 Jul 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jul 2018 - 26 Jul 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jan 2018 - 01 Feb 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Jan 2018 - 01 Feb 2018
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Aug 2017 - 23 Aug 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Aug 2017 - 23 Aug 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jul 2017 - 19 Jul 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Jul 2017 - 19 Jul 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2017 - 22 Jun 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jun 2017 - 22 Jun 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 May 2017 - 10 May 2017
No
AH0729
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2016 - 24 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.