Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, ZHAO'EN JOSHUA
Chinese Name of Relevant Individual
HKMA Registration Number
AH0730
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2017 - 24 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2017 - 10 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2016 - 26 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2016 - 16 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2016 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, ZHAO'EN JOSHUA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0730
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Jan 2018 - 19 Jan 2018
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Sep 2017 - 26 Sep 2017
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jun 2017 - 28 Jun 2017
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Mar 2017 - 24 Mar 2017
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Mar 2017 - 10 Mar 2017
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Oct 2016 - 26 Oct 2016
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Jun 2016 - 16 Jun 2016
No
AH0730
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Feb 2016 - 25 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.