Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAIG, RIZVAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH0731
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2025 - 17 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2025 - 17 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2019 - 29 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019 - 29 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2019 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2019 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2019 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2019 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2018 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAIG, RIZVAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0731
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2026 - 12 Jun 2026
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Jun 2026 - 12 Jun 2026
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Apr 2025 - 17 Apr 2025
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Apr 2025 - 17 Apr 2025
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 29 Oct 2019
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 29 Oct 2019
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 May 2019 - 30 May 2019
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 May 2019 - 30 May 2019
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Feb 2019 - 27 Feb 2019
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Feb 2019 - 27 Feb 2019
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Oct 2018 - 31 Oct 2018
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Oct 2018 - 31 Oct 2018
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2018 - 05 Sep 2018
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Aug 2018 - 05 Sep 2018
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jul 2018 - 26 Jul 2018
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jul 2018 - 26 Jul 2018
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Aug 2017 - 23 Aug 2017
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Aug 2017 - 23 Aug 2017
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2017 - 22 Jun 2017
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jun 2017 - 22 Jun 2017
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 May 2017 - 10 May 2017
No
AH0731
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2016 - 24 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.