Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, PENG SHENG
Chinese Name of Relevant Individual
HKMA Registration Number
AH0818
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2018 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2018 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2018 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2016 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2016 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2016 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2016 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, PENG SHENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0818
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0818
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
04 Dec 2018 - 31 Dec 2020
No
AH0818
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
04 Dec 2018 - 31 Dec 2020
No
AH0818
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
04 Dec 2018 - 31 Dec 2020
No
AH0818
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Type 1: dealing in securities
27 Apr 2016 - 15 May 2018
No
AH0818
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Type 4: advising on securities
27 Apr 2016 - 15 May 2018
No
AH0818
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Type 1: dealing in securities
02 Mar 2016 - 17 Apr 2016
No
AH0818
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Type 4: advising on securities
02 Mar 2016 - 17 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.